Third-country equities under MiFID II

Implementing Decisions to recognise certain third-country equities markets under MiFID II

The European Commission has adopted Implementing Decisions on the equivalence of the legal and supervisory frameworks as per Article 25(4)(a) of MiFID II:

  • Equivalence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with MiFID II
  • Equivalence of the legal and supervisory framework in Australia applicable to financial markets in accordance with MiFID II
  • Equivalence of the legal and supervisory framework of the USA for national securities exchanges and alternative trading systems in accordance with MiFID II

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Please Note: This publication is not intended to be a comprehensive review of all developments in the law and practice, or to cover all aspects of those referred to. Readers should take legal advice before applying the information contained in this publication to specific issues or transactions.