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Dr Timo Schlaefer / Crypto Facilities“Met Facilities are unrivaled as a regulatory host in the fintech space.”
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Sapna Chadha / SCH Global“Met Facilities cut through the complexity and provided us with a simple solution”
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Jonny Paul / Financial Times"Solution driven with commercial awareness. The leading umbrella provider."
Regulatory hosting service
Met Facilities provides a regulatory hosting umbrella. Once setup as an Appointed Representative we provide all your regulatory permissions, while assuming responsibility for your compliance oversight, training and risk monitoring.
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Quick and effective solutions
By outsourcing your compliance obligations to our regulatory hosting platform, you can be up and running within weeks with all your permissions allowing you to focus on building your business. Our tailored solutions are both flexible and cost-effective.
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Leveraging expertise and infrastructure
Met Facilities is part of the Met Group, a London-based group working across asset management, fund management, market making, proprietary trading and corporate finance. Our regulatory hosting solution leverages the infrastructure, knowledge and experience that has underpinned the Group’s activities for more than a decade.
Read moreWho we work with:
- Asset managers
- Brokers
- Business angels
- Corporate financiers
- Crowdfunders
- Financial arrangers
- Fintechs
- Funds
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Etc
Services include:
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
Sapna Chadha / SCH Global Read More"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
SMCR countdown: 9th December 2019
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UK Export Finance adopts the OECD recommendation on tackling bribery in international business transactions
UK Export Finance (UKEF) has announces the adoption of the revised OECD Council recommendation on Bribery and Officially Supported Export Credits (the Recommendation), to prevent bribery in international business transactions. The Recommendation, while not legally binding, strengthens anti-bribery and corruption policies and procedures across adherent Export Credit Agencies (ECAs). Current adherents to the Recommendation are: […]
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FCA’s statement on various MiFID obligations and benchmarks regulation in a no-deal Brexit
The Financial Conduct Authority (FCA) has published a statement setting out their position after European Securities and Markets Authority (ESMA) published its approach to several Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) and Benchmark (BMR) provisions under a no-deal Brexit. These opinions are relevant for a no-deal scenario and may change depending on […]
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FCA statement on reporting of derivatives under the UK EMIR regime in a no-deal scenario
The Financial Conduct Authority (FCA) has published a statement that explains what Trade Repositories (TRs) and UK counterparties should do to ensure they are compliant with the European Market Infrastructure Regulation (EMIR) reporting obligations in the event of a no-deal Brexit. For the purpose of the statement, ‘UK counterparties’ includes UK firms and UK Central […]
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FCA published final rules on the Directory of financial services workers
The Financial Conduct Authority (FCA) has published Policy Statement PS19/7 on the Directory, a new public register for checking the details of key individuals working in the financial services. It summarises the FCA’s feedback to responses to Consultation Paper CP18/19. The PS also sets out the final rules on establishing the Directory. The Directory User […]
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FCA publishes Finalised Guidance on Statement of Responsibilities and Responsibility Maps for FCA firms under SMCR
The Financial Conduct Authority (FCA) has published Finalised Guidance FG19/2 on Statement of Responsibilities (SoRs) and Responsibilities Maps for FCA firms for Senior Managers and Certification Regime (SMCR). The purpose of this guidance is to give FCA solo-regulated firms practical assistance and information on preparing the Statement of Responsibilities and Responsibilities Maps. The FCA is […]
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FCA reveals findings from first cryptoassets consumer research
The Financial Conduct Authority (FCA) has published two pieces of research looking at UK consumer attitudes to cryptoassets, such as Bitcoin or Ether. The research includes qualitative interviews with UK consumers and a national survey. The qualitative research indicated some potential harm, including that many consumers may not fully understand what they are purchasing. For […]
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Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.
Paul Lack
CEO
Danny Kessler
Managing Partner and CEO of the Met Group
Michael Jacobs
Managing Partner
