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Dr Timo Schlaefer / Crypto Facilities“Met Facilities are unrivaled as a regulatory host in the fintech space.”
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Sapna Chadha / SCH Global“Met Facilities cut through the complexity and provided us with a simple solution”
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Jonny Paul / Financial Times"Solution driven with commercial awareness. The leading umbrella provider."
Regulatory hosting service
Met Facilities provides a regulatory hosting umbrella. Once setup as an Appointed Representative we provide all your regulatory permissions, while assuming responsibility for your compliance oversight, training and risk monitoring.
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Quick and effective solutions
By outsourcing your compliance obligations to our regulatory hosting platform, you can be up and running within weeks with all your permissions allowing you to focus on building your business. Our tailored solutions are both flexible and cost-effective.
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Leveraging expertise and infrastructure
Met Facilities is part of the Met Group, a London-based group working across asset management, fund management, market making, proprietary trading and corporate finance. Our regulatory hosting solution leverages the infrastructure, knowledge and experience that has underpinned the Group’s activities for more than a decade.
Read moreWho we work with:
- Asset managers
- Brokers
- Business angels
- Corporate financiers
- Crowdfunders
- Financial arrangers
- Fintechs
- Funds
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Etc
Services include:
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
Sapna Chadha / SCH Global Read More"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
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FCA Policy Statement on Making Asset Transfers Simpler
The Financial Conduct Authority has published Policy Statement (PS) 19/29 on Making Transfers Simpler – Feedback to Consultation Paper (CP) 19/12 and Final Rules. The Rules seek to make it easier for Consumers to transfer their Assets from one Platform Provider to another. The ‘FCA’ is introducing a package of Rules for Platform Providers to […]
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Financial Conduct Authority Calls for Input on New Model for ‘Open Finance’
On 17 December 2019, the Financial Conduct Authority published a call for input in a bid to explore the opportunities and risks presented by ‘Open Finance’. The Regulator explained that ‘Open Finance’ builds on the principles of ‘Open Banking’ – Sharing data which provides new ways for Customers and Businesses to make the most of their […]
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FCA Handbook Notice No. 72
On 13 December 2019, the FCA published Handbook Notice No 72, which takes into account the Handbook changes of 21 November and 12 December 2019. On 21 November, the FCA Board made relevant changes to the Handbook listed under Conduct of Business (‘Speculative Illiquid Securities’) Instrument (FCA 2019/99) Glossary COBS 4.7, 9.3, 9A.2 and 4.14 […]
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ESMA publishes report on responses to its Consultation on European Long-Term Investment Funds Regulation
On 10 December 2019, the European Securities and Markets Authority published a Final Report on the draft Regulatory Technical Standards under Article 25 of the Regulation on European Long-Term Investment Funds to determine the cost disclosure requirements applicable to ‘ELTIF’ Managers. Considering that the draft ‘RTS’ largely depend on the cost section of the Packaged […]
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ESMA Second Annual Report on European Market Infrastructure Regulation Penalties and Supervisory Measures
On 9 December 2019, the European Securities and Markets Authority published its second Annual Report on the Supervisory Measures and Penalties that National Competent Authorities have imposed under the European Market Infrastructure Regulation. The Report covers the period from January to December 2018, focusing on ‘NCAs” Supervisory Measures and Enforcement Actions, their Powers, and the […]
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FCA Quarterly Consultation No. 26
The FCA has published its latest quarterly Consultation Paper Proposing: Clarification of the Rules relating to Financial Services Compensation Scheme claims against Appointed Representatives (‘ARs’) and principals; Changes to LR 13, which cross-refer to the Prospectus Regulation, for information to be put on display; Amendments to the Listing Rules, including a requirement mandating the disclosure […]
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Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.
Danny Kessler
Managing Partner and CEO of the Met Group
Michael Jacobs
Managing Partner
Bhavesh Kotecha
Managing Partner
