We provide a comprehensive and flexible regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.More: Find out more
Leveraging the experience and activities across the entire Met Group, we offer a suite of services which can be tailored to your business requirements.More: Find out more
“Met Facilities are unrivaled as a regulatory host in the fintech space.”
“Met Facilities cut through the complexity and provided us with a simple solution”
"Solution driven with commercial awareness. The leading umbrella provider."
Who we work with:
- Asset managers
- Business angels
- Corporate financiers
- Financial arrangers
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
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"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
The Financial Conduct Authority has published Policy Statement (PS) 19/29 on Making Transfers Simpler – Feedback to Consultation Paper (CP) 19/12 and Final Rules. The Rules seek to make it easier for Consumers to transfer their Assets from one Platform Provider to another. The ‘FCA’ is introducing a package of Rules for Platform Providers to […]Read More
On 17 December 2019, the Financial Conduct Authority published a call for input in a bid to explore the opportunities and risks presented by ‘Open Finance’. The Regulator explained that ‘Open Finance’ builds on the principles of ‘Open Banking’ – Sharing data which provides new ways for Customers and Businesses to make the most of their […]Read More
On 13 December 2019, the FCA published Handbook Notice No 72, which takes into account the Handbook changes of 21 November and 12 December 2019. On 21 November, the FCA Board made relevant changes to the Handbook listed under Conduct of Business (‘Speculative Illiquid Securities’) Instrument (FCA 2019/99) Glossary COBS 4.7, 9.3, 9A.2 and 4.14 […]Read More
ESMA publishes report on responses to its Consultation on European Long-Term Investment Funds Regulation
On 10 December 2019, the European Securities and Markets Authority published a Final Report on the draft Regulatory Technical Standards under Article 25 of the Regulation on European Long-Term Investment Funds to determine the cost disclosure requirements applicable to ‘ELTIF’ Managers. Considering that the draft ‘RTS’ largely depend on the cost section of the Packaged […]Read More
ESMA Second Annual Report on European Market Infrastructure Regulation Penalties and Supervisory Measures
On 9 December 2019, the European Securities and Markets Authority published its second Annual Report on the Supervisory Measures and Penalties that National Competent Authorities have imposed under the European Market Infrastructure Regulation. The Report covers the period from January to December 2018, focusing on ‘NCAs” Supervisory Measures and Enforcement Actions, their Powers, and the […]Read More
The FCA has published its latest quarterly Consultation Paper Proposing: Clarification of the Rules relating to Financial Services Compensation Scheme claims against Appointed Representatives (‘ARs’) and principals; Changes to LR 13, which cross-refer to the Prospectus Regulation, for information to be put on display; Amendments to the Listing Rules, including a requirement mandating the disclosure […]Read More
Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.