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Dr Timo Schlaefer / Crypto Facilities“Met Facilities are unrivaled as a regulatory host in the fintech space.”
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Sapna Chadha / SCH Global“Met Facilities cut through the complexity and provided us with a simple solution”
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Jonny Paul / Financial Times"Solution driven with commercial awareness. The leading umbrella provider."
Regulatory hosting service
Met Facilities provides a regulatory hosting umbrella. Once setup as an Appointed Representative we provide all your regulatory permissions, while assuming responsibility for your compliance oversight, training and risk monitoring.
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Quick and effective solutions
By outsourcing your compliance obligations to our regulatory hosting platform, you can be up and running within weeks with all your permissions allowing you to focus on building your business. Our tailored solutions are both flexible and cost-effective.
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Leveraging expertise and infrastructure
Met Facilities is part of the Met Group, a London-based group working across asset management, fund management, market making, proprietary trading and corporate finance. Our regulatory hosting solution leverages the infrastructure, knowledge and experience that has underpinned the Group’s activities for more than a decade.
Read moreWho we work with:
- Asset managers
- Brokers
- Business angels
- Corporate financiers
- Crowdfunders
- Financial arrangers
- Fintechs
- Funds
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Etc
Services include:
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
Sapna Chadha / SCH Global Read More"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
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FCA Quarterly Consultation No. 26
The FCA has published its latest quarterly Consultation Paper Proposing: Clarification of the Rules relating to Financial Services Compensation Scheme claims against Appointed Representatives (‘ARs’) and principals; Changes to LR 13, which cross-refer to the Prospectus Regulation, for information to be put on display; Amendments to the Listing Rules, including a requirement mandating the disclosure […]
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EBA Issues Second Part of Advice on Implementation of Basel III in the European Union
The European Banking Authority has published the second part of its advice on the implementation of Basel III in the European Union, which complements the Report published on 5 August 2019. Whilst the first part focused on the Quantitative Analysis of the Impact and Policy Recommendations on Credit Risk, Operational Risk, Output Floor and Securities […]
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European Central Bank Working Group publishes report on €STR ‘Fallback Arrangements’
The Private Sector Working Group on Euro Risk-Free Rates set up by the European Central Bank has published a Report on the Euro Short-Term Rate (€STR) ‘Fallback Arrangements’. The Report guides Supervised Entities on potential options for complying with Article 28.2 of the EU Benchmarks Regulation when using €STR, as the Euro Risk-Free Rate, in […]
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European Central Bank publishes high-level recommendations for ‘Fallback Provisions’ in Euro Interbank Offered Rate (‘EURIBOR’) Contracts
The European Central Bank Working Group has published recommendations for ‘Fallback Provisions’ in Contracts for Cash Products and Derivative Transactions referencing the Euro Interbank Offered Rate. The recommendations define new and improved ‘Fallback Provisions’, seeking to reduce uncertainty in the event of disruption to the ‘EURIBOR’ Benchmark; robust ‘Fallback Provisions’ are also a requirement of […]
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ESMA publishes annual report on penalties and measures issued under Market Abuse Regulation
On 12 December 2019, ESMA published its second Annual Report on Penalties and Measures issued under ‘MAR’. The Report aggregates information on all administrative Sanctions/Measures issued by National Competent Authorities and Criminal Sanctions imposed under ‘MAR’ from 1 January 2018 to 31 December 2018. Given ‘MAR’s’ relatively short period of enforcement (two and half years […]
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ESMA publishes Annual Report on Sanctions (penalties and measures) imposed under UCITS Directive
On 12 December 2019, the European Securities and Markets Authority released its second Annual Report on penalties and measures imposed by National Competent Authorities in accordance with the Undertakings for Collective Investments in Transferable Securities Directive. The Report is aimed at fostering supervisory convergence in the application of the ‘UCITS’ Directive and providing an indication […]
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Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.
Danny Kessler
Managing Partner and CEO of the Met Group
Michael Jacobs
Managing Partner
Bhavesh Kotecha
Managing Partner
