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Dr Timo Schlaefer / Crypto Facilities“Met Facilities are unrivaled as a regulatory host in the fintech space.”
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Sapna Chadha / SCH Global“Met Facilities cut through the complexity and provided us with a simple solution”
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Jonny Paul / Financial Times"Solution driven with commercial awareness. The leading umbrella provider."
Regulatory hosting service
Met Facilities provides a regulatory hosting umbrella. Once setup as an Appointed Representative we provide all your regulatory permissions, while assuming responsibility for your compliance oversight, training and risk monitoring.
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Quick and effective solutions
By outsourcing your compliance obligations to our regulatory hosting platform, you can be up and running within weeks with all your permissions allowing you to focus on building your business. Our tailored solutions are both flexible and cost-effective.
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Leveraging expertise and infrastructure
Met Facilities is part of the Met Group, a London-based group working across asset management, fund management, market making, proprietary trading and corporate finance. Our regulatory hosting solution leverages the infrastructure, knowledge and experience that has underpinned the Group’s activities for more than a decade.
Read moreWho we work with:
- Asset managers
- Brokers
- Business angels
- Corporate financiers
- Crowdfunders
- Financial arrangers
- Fintechs
- Funds
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Etc
Services include:
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
Sapna Chadha / SCH Global Read More"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
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Financial Conduct Authority Statement on Assessing Suitability Review 2
The Financial Conduct Authority published a statement on its second review of the market for pensions and market advice. The review will focus on consumer advice on retirement income. Due to an increasing number of alternatives available in retirement planning, the FCA deems it vital that consumers receive good advice when they gain access to […]
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European Systemic Risk Board letter on issues raised with Alternative Investment Fund Managers Directive
The European Systemic Risk Board published a letter to the Director General for Financial Stability, Financial Services and Capital Markets Union to the EU Commission. The letter consisted of the shortcomings of the current framework of the Alternative Investment Fund Managers Directive. One noticeable feature was the statistic that the ESRB estimates that half of […]
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ESMA Consultation on Systematic Internalisers in Non-Equity Instruments Under MiFIR
The European Securities and Markets Authority published a Consultation Paper outlining proposed changes to the Markets in Financial Instruments Regulation regime for Equity Exchange-Traded Funds and related instruments. The proposed changes are based on the analysis of the impact of the current regime, which came into effect in January 2018. Under MiFIR, Competent Authorities and […]
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ESMA launches a Common Supervisory Action, with National Competent Authorities on Undertakings for the Collective Investment in Transferable Securities Liquidity Risk Management
The European Securities and Markets Authority issued a press release, launching a Common Supervisory Action with National Competent Authorities on the supervision of Undertakings for the Collective Investment in Transferable Securities Managers’ liquidity risk management across the European Union. NCAs have agreed to simultaneously assess whether market participants in their jurisdictions adhere to the rules […]
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FCA confirms TPR Notification Window Will Reopen
The Financial Conduct Authority published a press release on the information relevant to firms during the Brexit implementation period. During the implementation period, ending on 30 December 2020, European Union law will still apply to all UK firms. Therefore, there are no changes to the reporting obligations for firms under the European Market Infrastructure Regulation. […]
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EBA Report on the Benchmarking of Diversity Practices
The European Banking Authority published a new bench-marking report on diversity practices in Credit Institutions and Investment Firms analysing the development since its 2015 diversity bench-marking exercise. Despite the Capital Requirements Directive (CRD) introducing a requirement for Institutions to take into account the diversity of the Management Body when recruiting new members and implement a […]
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Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.
Danny Kessler
CEO
Bhavesh Kotecha
Partner
Hamish Findlater
Head of Legal & Compliance
