• Umbrella Services
    Met Facilities

    We provide a comprehensive and flexible FCA regulatory hosting umbrella for funds, start-ups, fintechs and financial services firms.

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  • Met Facilities

    Leveraging the experience and activities across the entire Met Group, we offer a suite of services which can be tailored to your business requirements.

    More: Find out more

Who we work with:

  • Asset managers
  • Brokers
  • Business angels
  • Corporate financiers
  • Crowdfunders
  • Financial arrangers
  • Fintechs
  • Funds
  • Investment managers & advisers
  • Managed account providers
  • SME lenders
  • Venture capitalists
  • Wealth managers
  • Etc

Services include:

  • FCA Regulatory Hosting Umbrella
  • FCA Incubation Platform
  • Appointed Representative
  • Controlled Function
  • Lending our FCA permissions
  • FCA Innovation unit collaboration
  • Sandbox exercises
  • FCA Compliance
  • Operational Support
  • Facilities & Technology
  • Advisory Services

"Met Facilities cut through the complexity and provided us with a simple solution"

Sapna Chadha / SCH Global Read More

Conduct regulated activity in weeks under our umbrella

  • Regulatory Update: CFD Providers and Distributors

    FCA “Dear CEO” letter to CFD Providers and Distributors Providers and Distributors of Contracts for Difference (CFDs) Products, will have received a ‘Dear CEO’ letter from the FCA. This has been prompted by recent market reviews of the CFD arena, identifying several areas of concern for Regulators and Market Participants. FCA observations included: Frailties in […]

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    Updated guidance AML and CTF

    Updated Joint Money Laundering Steering Group (JMLSG) Anti-Money Laundering (AML) and Counter Terrorism Finance (CTF) guidance Updated guidance in relation to AML and CTF have been published by the Joint Money Laundering Steering Group (JMLSG) including guidance for all financial services firms, industry-specific chapters and specialist sector guidance in response to its November 2017 Consultation. […]

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  • Regulatory Update: PRA Policy Statement

    PRA Policy Statement (PS 31/17) on Rulebook changes Following Occasional Consultation Paper 18/17 (CP18/17) proposing changes to the PRA Rulebook and various Supervisory Statements, Policy Statement 31/17: Responses to Occasional Consultation Paper 18/17 has been issued, setting out feedback and final rules to chapter 7 of CP18/17. The wide ranging amendments include updates to MiFID […]

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    ESMA: Cross-border investment services

    ESMA provides guidance on cross-border investment services and MiFID transition Guidance for Member State National Competent Authorities and Market Participants has been issued by ESMA in respect of maintaining continuity of cross-border provision of investment services in the transition from MiFID I and MiFID II, providing for the possibility that there is late transposition of […]

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  • ESMA: Third-country trading venues

    ESMA revised opinions on transactions on third-country trading venues ESMA has published revised opinions covering third-country trading venues for post trade transparency and position limits under MiFID II / MiFIR. The opinions state that, pending an ESMA’s review of more than 200 third-country trading venues, transactions on third-country trading venues do not need to be […]

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    Regulatory Update: EU prudential framework for investment firms

    European Commission (EC) adopts legislative proposals for revised EU prudential framework for investment firms Legislative proposals for Regulation and a Directive have been published by the EC proposing a revised EU prudential regime for investment firms. Changes would include two legislative acts amending existing prudential framework for investment firms set out in the Capital Requirements […]

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Personal. Professional. Experienced.

Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.

We understand what is required to grow a firm. We focus on what matters.

Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.

Paul Lack

CEO at Met Facilities

Danny Kessler

CEO and Managing Partner of the Met Group

Bhavesh Kotecha

Managing Partner at Met Facilities

Martin Black

Head of New Business Development at Met Facilities