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Dr Timo Schlaefer / Crypto Facilities“Met Facilities are unrivaled as a regulatory host in the fintech space.”
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Sapna Chaha / SCH Global“Met Facilities cut through the complexity and provided us with a simple solution”
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Jonny Paul / Financial Times"Solution driven with commercial awareness. The leading umbrella provider."
Regulatory hosting service
Met Facilities provides a regulatory hosting umbrella. Once setup as an Appointed Representative we provide all your regulatory permissions, while assuming responsibility for your compliance oversight, training and risk monitoring.
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Quick and effective solutions
By outsourcing your compliance obligations to our regulatory hosting platform, you can be up and running within weeks with all your permissions allowing you to focus on building your business. Our tailored solutions are both flexible and cost-effective.
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Leveraging expertise and infrastructure
Met Facilities is part of the Met Group, a London-based group working across asset management, fund management, market making, proprietary trading and corporate finance. Our regulatory hosting solution leverages the infrastructure, knowledge and experience that has underpinned the Group’s activities for more than a decade.
Read moreWho we work with:
- Asset managers
- Brokers
- Business angels
- Corporate financiers
- Crowdfunders
- Financial arrangers
- Fintechs
- Funds
- Investment managers & advisers
- Managed account providers
- SME lenders
- Venture capitalists
- Wealth managers
- Etc
Services include:
- Regulatory Hosting Umbrella
- Regulatory Incubation Platform
- Appointed Representative
- Controlled Function
- Lending our regulatory permissions
- Regulatory Innovation unit collaboration
- Sandbox exercises
- Regulatory Compliance
- Operational Support
- Facilities & Technology
- Advisory Services
Sapna Chadha / SCH Global Read More"Met Facilities cut through the complexity and provided us with a simple solution"
Conduct regulated activity in weeks under our umbrella
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EIOPA statement on avoiding instruments banned or restricted by ESMA
The European Insurance and Occupational Pensions Authority (EIOPA) has published a statement on consumer detriment resulting from policyholder exposure to contracts for differences (CFDs) and binary options. The European Securities and Markets Authority (ESMA) has adopted temporary product intervention measures on the provision of CFDs and binary options to retail investors in the EU. Specifically, […]
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ESMA product intervention measures on CFDs and binary options
The European Securities and Markets Authority (ESMA) has formally adopted new measures on the provision of contracts for differences (CFDs) and binary options to retail investors. The measures have been published in the Official Journal of the European Union (OJ) today. They will start to apply from 2nd July 2018 for binary options and from […]
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The EEA Passport Rights (Amendment, etc, and Transitional Provisions) (EU Exit) Regulations 2018
The HM Treasury has published a draft version of the EAA Passport Rights (Amendment, etc, and Transitional Provisions) (EU Exit) Regulations 2018 together with an explanatory memorandum. This statutory instrument is made using the power in section 8 of the European Union (Withdrawal) Act 2018 to address failures of retained EU law to operate effectively […]
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Changes to the PRA’s large exposure framework
The Prudential Regulation Authority (PRA) has published a Policy Statement 14/18 (PS14/18): Changes to the PRA’s large exposures framework, which provides feedback to responses to Consultation Paper 20/17 (CP20/17) “Changes to the PRA’s large exposures framework”. PS14/18 is relevant to PRA-authorised financial holding companies and mixed financial holding companies, as well as credit institutions, investment […]
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UK Government issues Brexit papers and guidance on ‘no deal’ planning
The UK Government has released an overview paper and over 20 sector specific guidance notices on how businesses and individuals should prepare for a `no deal’ Brexit. The overview paper The overview paper includes the measures which deal with a `no deal` scenario. Additionally, it also includes the guidance notices which “set out information to […]
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EU and third country relationships concerning financial services supervision and regulation
The European Committee on Economic and Monetary Affairs have released a report regarding the future of the relationship between EU and third countries with regards to financial services supervision and regulation The report suggests that: Through the EU’s relationship with third countries on financial services regulation and supervision, the EU should enhance tax cooperation with […]
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Personal. Professional. Experienced.
Our team has over 60 years of financial services experience and are adept at structuring regulatory solutions for a variety of activities. We have launched, grown, mentored and partnered with businesses across a multitude of disciplines.
We understand what is required to grow a firm. We focus on what matters.
Every discussion is an opportunity so please get in touch to find out how we can facilitate your business.
Paul Lack
CEO
Danny Kessler
Managing Partner and CEO of the Met Group
Michael Jacobs
Managing Partner
