Nigel Brahams joins Collyer Bristow LLP
Nigel Brahams (Partner) at Collyer Bristow LLP
Longstanding member of Met’s ComplianceSOS® panel of legal counsel, Nigel Brahams has recently joined well-known law firm, Collyer Bristow LLP, where he will continue to specialise in advising SME financial services firms and FinTechs on regulatory and transactional issues as well as fund raising. Nigel received the following recommendation in the 2017 edition of the Legal 500: Benefiting from former in-house experience within the brokerage industry, Nigel is ‘excellent at identifying the key issues that are relevant’ to clients in that space.
We wish Nigel, every success in his new firm and endorse his professional skills and experience. Nigel is contactable at firstname.lastname@example.org
Regulated institutions are experiencing uncertain times. MiFID II is coming into force on 3rd January 2018 and amongst many things, will require affected firms to review their execution processes, terms of business, conflicts of interest, regulatory status and research review and distribution. This will be followed later in 2018 by the expansion of the Senior Managers & Certification Regime to non-bank FCA regulated firms, including brokers, IFAs, corporate financiers etc. This will close any gaps in responsibility, ensuring that a senior manager is ultimately responsible for all activities conducted by regulated financial institutions. The regime is already applicable to dual PRA regulated banks and insurers, but the expansion to all FCA (only) regulated firms will bring the new rules to bear on a far wider population.
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Met Facilities LLP is a leading FCA Regulatory umbrella platform service. We provide regulatory hosting umbrella for start-ups, fin-tech and financial services firms. Founded in 2002, the Met Group has prospered through a diversification strategy that has built our expertise in a vast array of financial services activities. Even today the Met Facilities regulatory hosting umbrella continues to provide services to companies within the Met Group, so we hold ourselves to the same quality of service that our clients demand. It is this experience, commercial focus and attention to detail which makes Met Facilities a leading provider of regulatory permissions. We will be able to understand your business quickly and ensure our regulatory hosting solution is tailored accordingly.