MiFID II: Financial Ombudsman Service Instruments

The FCA Handbook has been amended to include final versions of two Financial Ombudsman Service instruments:

Dispute Resolution: MiFID II Complaints (Voluntary Jurisdiction) (Financial Ombudsman Service) Instrument 2017

Advising on Investments (Article 53(1) of the Regulated Activities Order) (Consequential Amendments) (Financial Ombudsman Service) Instrument 2017.


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Please Note: This publication is not intended to be a comprehensive review of all developments in the law and practice, or to cover all aspects of those referred to. Readers should take legal advice before applying the information contained in this publication to specific issues or transactions.


Source and credit: Compliancy Services

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