ESMA provides guidance on cross-border investment services and MiFID transition
Guidance for Member State National Competent Authorities and Market Participants has been issued by ESMA in respect of maintaining continuity of cross-border provision of investment services in the transition from MiFID I and MiFID II, providing for the possibility that there is late transposition of the Directive by some Member States.
Guidance has also been issued regarding the cross-border operation of regulated markets and provision of data reporting service providers.
To read more please follow these link:
Please Note: This publication is not intended to be a comprehensive review of all developments in the law and practice, or to cover all aspects of those referred to. Readers should take legal advice before applying the information contained in this publication to specific issues or transactions.
Source and credit: Compliancy Services
Latest posts by Melissa Lewis (see all)
- HM Treasury proposal for a temporary transitional power to be exercised by UK regulators - 15th October 2018
- FCA consults on its approach ahead of Brexit - 12th October 2018
- Draft Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 - 11th October 2018